Plan Documents Drafted by ERISA Experts

Our flexible retirement plan documents meet your needs!

All ASC plan documents are drafted by ERISA experts led by John Griffin, J.D., LL.M. who has over 35 years of industry experience.

Cycle 3 Defined Contribution Plan Types

Rev. Proc. 2017-41 made significant changes to the IRS Pre-Approved Plan program that will begin with this upcoming Cycle 3 DC Cycle. Changes include:

  • The new program eliminates “prototype” and “volume submitter” documents and instead simply provides for “pre-approved plans.
  • Both Nonstandardized and Volume Submitter plans are now generally referred to as “Nonstandardized” plans.
  • Church plans and ESOPs with 401(k) features are now acceptable under the Pre-Approved DC Program.

All ASC documents are provided in a flexible adoption agreement style format with a corresponding basic plan document.

  • Profit Sharing/401(k) Plan – Standardized (Full Adoption Agreement)
  • Profit Sharing/401(k) Plan – Standardized (Collapsed)
  • Profit Sharing/401(k) Plan – Nonstandardized (Full Adoption Agreement)
  • Profit Sharing/401(k) Plan – Nonstandardized (Collapsed)
  • Owners Only Plan – Nonstandardized
  • Money Purchase Pension Plan – Nonstandardized
  • Governmental Profit Sharing/Grandfathered
    401(k)Plan – Nonstandardized
  • Governmental Money Purchase Plan – Nonstandardized
  • ESOP/KSOP (Leveraged & Nonleveraged) Plan – Nonstandardized (New!)
  • Nonelecting Church Profit Sharing/401(k) Plan – Nonstandardized (New!)
  • Nonelecting Church Money Purchase Pension – Nonstandardized (New!)


Cycle 3 Defined Benefit & Cash Balance Plans* – Enroll Now!

  • Defined Benefit Volume Submitter (integrated & non-integrated)
  • Cash Balance Volume Submitter
  • Defined Benefit Volume Submitter – Governmental (including Cash Balance provisions)

*See Cycle 3 DB/CB plan type descriptions

Contact us today to find out how to enroll! sales@asc-net.com


Individually Designed Plan Types

  • 457(b) Governmental Plan
  • 457(b) Tax Exempt Plan

Contact us today to find out how to enroll! sales@asc-net.com


Pre-approved 403(b) Plans

ASC offers a fully array of pre-approved 403(b) plan documents* via the DGEM system:

  • 501(c)(3) 403(b) Plan
  • Salary Reduction Only 403(b) Plan
  • Governmental 403(b) Plan
  • Non-Electing 403(b) Church Plan (without retirement income accounts)
  • Retirement Income Account 403(b) Church Plan

*See Pre-Approved 403(b) plan type descriptions

Contact us today to find out how to enroll! sales@asc-net.com